Jack joined Capital Saratoga Wealth Management in 2022. As the Director of Operations, Jack supervises client relations and assists the advisors in researching, processing, and monitoring financial transactions. He is responsible for client outreach, setting up new accounts, and acting as liaison between Capital Saratoga, the broker dealer, fund companies, and account custodians.
Prior to joining Capital Saratoga Wealth Management, Jack was employed at the NYS Department of Financial Services, monitoring New York State licensed financial institutions to ensure compliance with financial services law. Jack started his career as an Operations Associate with Purshe Kaplan Sterling Investments and brings 14 years of industry experience to our firm.
Jack holds the Series 7 and the SIE licenses.